Tag Archives: #RIAs

Episode 72 – Data Can Help You Provide Quality Advice – With Matthew Radgowski

February 17, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #Data, #DouglasHeikkinen, #FinancialAdvisors, #MatthewRadgowski, #Morningstar, #OneVoice2022, #Personalization, #PowerYourAdvice, #RIAspoweryouradvicepodcast

Matthew Radgowski is head of Advisor Services at Morningstar. Morningstar Advisor Services helps financial advisors harvest the power of Morningstar data and research and integrate it in the way they work.

Doug and Matt sat down at the FSI OneVoice Summit and talked about Morningstar Advisor Services and their primary focus on discovering key trends that impact the delivery of advice and then delivering solutions that help advisors deliver quality advice to investors. They also discuss:

Key themes in today’s industry
Important regulatory trends and observations
Technology enabling hyper-personalization of client porfolios
Competition in the industry
How data can empower advisors to deliver quality advice

Resources: Morningstar| Flyer Financial Technology

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Episode 71 – Shedding Light on the Billing Process – With Tom Huddleston

February 16, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #Billing, #BillingAutomation, #DouglasHeikkinen, #Fees, #FinancialAdvisors, #fintech, #OneVoice2022, #PowerYourAdvice, #Redi2, #RIAs, #TomHuddlestonpoweryouradvicepodcast

Tom Huddleston is the Chief Information Officer and managing director of Redi2 Technologies, the leading provider of hosted fee billing and revenue management solutions for asset and wealth managers.

Doug and Tom sat down at the FSI OneVoice Summit and talked about Redi2 and billing – not the most glamorous of topics, but one of the most practical and important to everyone in the industry. They also discuss:

How Redi2 designed its original offering, and how it has evolved to meet needs today
The basics of billing
What sleeves work & how they work within the Redi2 system
What separates Redi2 from their competitors
What kind of transparency should advisors expect from their providers?

Resources: Redi2 Technologies | Flyer Financial Technology

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Episode 70 – Breaking Barriers, Building Futures – With Forest Harper

February 15, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #DEI, #Diversity, #DouglasHeikkinen, #FinancialAdvisors, #ForestHarper, #INROADS, #OneVoice2022, #PowerYourAdvice, #RIAspoweryouradvicepodcast

Forest Harper is the President & CEO of INROADS, a non-profit organization focused on offering talented, underrepresented youth a pathway from high school to college and throughout their career that breaks through the glass ceiling and closes the opportunity and wealth gaps. INROADS career development pathway extends a support system that can last a lifetime.

Doug and Forest sat down at the FSI OneVoice Summit and talked about INROADS – its purpose and its journey from its start in 1970 to now. They also discuss:

Forest’s journey to INROADS
Why INROADS chooses to work with the Financial Services Institute (FSI), and the financial services industry in general
How they work to spark student’s interest in financial services and other industries
How corporate America can do better when it comes to diversity
How we can help close the racial/wealth gap
How to get involved with INROADS

Resources: INROADS | Flyer Financial Technology

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Episode 69 – Manage Portfolios at Scale With the Right Technology – With Brian Bleasdell

February 10, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #Automation, #BrianBleadsell, #DouglasHeikkinen, #FinancialAdvisors, #fintech, #FlyerFinancialTechnologies, #OneVoice2022, #PowerYourAdvice, #RIAspoweryouradvicepodcast

Brian Bleasdell is the Chief Product Officer at Flyer Financial Technologies. Flyer Financial Technologies develops advanced technology for managing complex, multi–asset, institutional securities trading using highly scalable software and network technologies.

Doug and Brian sat down at the FSI OneVoice Summit and talked about what Flyer Financial Technologies actually does that makes them unique in the industry. They also discuss:

Why they changed the name from FX Flyer
The end-to-end process the platform addresses
The Flyer Financial Technologies features that enable advisors to scale up and/or implement unique workflows
Real-life examples of how advisors use Flyer Financial Technologies
What is coming next for Flyer Financial Technologies and what is driving that roadmap

Resources: Flyer Financial Technology

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Episode 68 – Focus to Build a Future-Ready Practice – With Anand Sekhar

February 6, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #AnandSekhar, #DouglasHeikkinen, #Fidelity, #FidelityInstitutional, #FinancialAdvisors, #OneVoice2022, #PowerYourAdvice, #PracticeManagement, #RIAspoweryouradvicepodcast

Anand Sekhar is the vice president of practice management & consulting for the Fidelity Institutional® group inside Fidelity Investments. Fidelity Institutional is focused on helping advisors build successful, future-ready businesses.

Doug and Anand sat down at the FSI OneVoice Summit and talked about trends Anand is seeing for financial advisors in the industry today. They also discuss:

What tasks are sucking away advisors’ time? And what can advisors do to help evaluate & improve how they spend their time?
How the advisor experience has changed – and hasn’t changed – over the past few years
Why client segmentation continues to matter to advisors
Things advisors should keep in mind in planning for the transfer of wealth to the next generation of investors

Resources: Fidelity Institutional | Flyer Financial Technology

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Episode 67 – Should Advisors Buy or Build Their Software – With John O’Connell

January 10, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #Cybersecurity, #DouglasHeikkinen, #FinancialAdvisors, #fintech, #JohnO’Connell, #PowerYourAdvice, #RIAs, #TheOasisGrouppoweryouradvicepodcast

John O’Connell is the founder & Chief Executive Officer of The Oasis Group, a consulting firm that helps financial services and financial technology firms to create and focus on their unique value proposition to attract clients and generate higher revenue.

Doug and John sat down at the MarketCounsel Summit to talk about the Oasis Group, what they do and who they do it for. They also discuss

Things to be aware of when deciding whether to buy or build software
What advisors should keep in mind about cybersecurity
When you should consider building proprietary software
What is coming for The Oasis Group

Resources: The Oasis Group | FP Transitions

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Episode 66 – Investigating a New Clearing House? Here are 7 Questions You Need to Get Answered– With Michael Scaplen

January 6, 2022Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #AxosClearing, #Broker-Dealers, #ClearingHouse, #DouglasHeikkinen, #FinancialAdvisors, #MichaelScaplen, #PowerYourAdvice, #RIAspoweryouradvicepodcast

Michael Scaplen, Axos Clearing’s SVP of Sales and Relationship Management, is back. This time to outline questions you should get answered when considering changing clearing houses.

This episode of Power Your Advice is a rapid-fire Q&A between Doug and Michael, in which Michael provides insider insight on each of the following:

What does a clearing house stand for?
How long have they been in the business? Do they have a vision and the wherewithal to sustain changes in the market?
Can they handle the business I’m doing today? As well as or better than my current clearing house
Do they have a particular expertise or something they specialize in?
Who are their current clients
What’s the conversion process? Do they have a team to support my move?
What’s the future? What’s the vision?

Resources: Axos Clearing, LLC

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Episode 65 – Helping Advisors Find a Better Match – With Ryan Shanks

December 23, 2021Advisorpedia, Finance, Industry Innovators, Power Your Advice, Uncategorized#Advisorpedia, #DouglasHeikkinen, #FAMatch, #FinancialAdvisors, #fintech, #PowerYourAdvice, #Recruiting, #RIAs, #RyanShanks, #SuccessionPlanningpoweryouradvicepodcast

Ryan Shanks is the founder & chief executive officer at FA Match, the first dedicated career platform to help financial advisors find the best home for their book of business.

Doug and Ryan sat down at the MarketCounsel Summit and talked about FA Match’s impressive growth over the past few years. They also talk about

What is driving more than 40,000 advisors to change firms this year
How recruiting has evolved from in-person to online interaction and back again
Highlights from Ryan’s podcast “The BS Recruiters Won’t Tell You”
How FA Match helps with succession planning as advisors (and their clients) age
What Ryan is excited for in 2022

Resources: FA Match | FP Transitions

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Episode 64 – Leading With Learning – With Matt Brown

December 21, 2021Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #AlternativeInvestments, #Alts, #CAIS, #DouglasHeikkinen, #FinancialAdvisors, #MattBrown, #PowerYourAdvice, #RIAspoweryouradvicepodcast

Matt Brown is the founder, chairman & chief executive officer at CAIS, the leading alternative investment platform for financial advisors who seek improved access to and education about alternative investment funds and products.

Doug and Matt sat down at the MarketCounsel Summit and talked about how CAIS has evolved over the years and how they learned and grew through the pandemic. They also talk about

The tailwinds driving the boom for alternative investments
How can advisors be smart about exploring alternatives
How are alternative companies taking advantage of their spotlight
What can we as an industry do to better educate investors.
What Matt is excited for in 2022

Resources: CAIS | FP Transitions

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Episode 63 – Enabling Advisor Scalability Through Technology – With Rusty Sommer

December 17, 2021Advisorpedia, Finance, Industry Innovators, Power Your Advice#Advisorpedia, #DouglasHeikkinen, #FinancialAdvisors, #fintech, #FlyerFinancialTechnologies, #Indexing, #PowerYourAdvice, #RIAs, #RustySommerpoweryouradvicepodcast

Rusty Sommer is the managing director of strategic relationships at Flyer Financial Technologies, which develops advanced technology for managing complex, multi–asset, institutional securities trading using highly scalable software and network technologies.

Doug and Rusty caught up at the MarketCounsel Summit and talked about Flyer Financial Technologies and how they help advisors deliver personalized investment portfolios at scale. They also discuss

What trends Rusty is following in 2022
How the role of advisors evolved over the last five years
How Flyer Financial Technologies has differentiated itself in a crowded market
Three things for advisors to consider when upgrading their tech stack
How can the industry do a better job of educating investors?

Resources: Flyer Financial Technologies | FP Transitions

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