Tag Archives: #RIAs

Episode 92 – Managing Wealth for 100 Years – With Rick Pitcairn

Advisorpedia, Finance, Industry Innovators, Power Your Advice, Uncategorized, , , , , , ,

Rick Pitcairn is the Chief Investment Officer at Pitcairn, a business that has partnered with some of the world’s wealthiest families to meet their needs and drive better outcomes – year-to-year, decade-to-decade, generation-to-generation.

In today’s episode, Doug and Rick talk about the evolution of financial investments over the last 100 years and how Pitcairn helps families grow their investments and legacies. They also discuss:

  • The growth of Pitcairn’s legacy
  • Transition of the equity market with recent events
  • How investors can both succeed and fail in today’s market
  • How an investor views advantages to long-term and nimble capital

Resources: Pitcairn



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Episode 91 – What to Consider Before Changing Firms – with Jaime Golden

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Jaime Golden is the President of Acquisitions at Kingswood U.S., an SEC-registered RIA and a FINRA-licensed broker/dealer that offers comprehensive wealth management and business-building services designed specifically for the independent financial advisor. 

In today’s episode, Doug and Jaime talk about the importance of advisors finding the right fit and what they should take under consideration when making a move to a new firm. They also discuss

  • Whether or not the types of advisors looking for new homes have shifted
  • How factors outside of market performance drive advisors to entertain a change
  • Why advisors should look for a good cultural fit in a new firm
  • How advisors can evaluate whether or not a new broker-dealer is a good fit
  • How Jaime & his team help advisors find a voice at Kingswood U.S.
  • How Kingswood U.S. works to ensure its culture carries through to all its employees and advisors

Resources: Kingswood U.S.



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Episode 90 – Finding Opportunity in Yield Markets – With Benjamin Hurn

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Benjamin Hurn is the senior vice president of Channel Development at YieldX, an end-to-end digital platform with smart workflows, AI-powered analytics and a reimagined user experience for financial professionals and investors in the fixed income markets.

Doug and Ben sat down at the T3 Advisor Conference and talked about the growing trend of advisors planning for income streams for their clients. They also discuss 

  • The current yield environment & what Ben sees coming
  • How yield planning can differentiate advisor firms
  • The move away from product to advice
  • How advisors can discuss outcome-based solutions with their clients
  • How YieldX helps advisors and their clients be more successful.

Resources: YieldX

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Episode 89 – Why Sustainability is Important for Wealth Management – With Lydia Pinnell Lawrie

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Lydia Pinnell Lawrie is the senior strategist at Clarity AI, a company that brings societal impact to markets. They build-in a customizable, scalable sustainability tech kit to your existing workflow, which empowers you to efficiently and confidently assess, analyze and report on anything valuable to your clients and everything required by law.

Doug and Lydia sat down at the T3 Advisor Conference and talked sustainability and the importance of it in wealth management. They also discuss

  • Increasing demand for sustainability across the industry
  • Ways to discuss sustainability with your clients
  • How to think about including sustainability as a way to deliver personalized advice to your clients
  • The big idea behind Clarity AI and how advisors can work with their technology platform

Resources: Clarity AI

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Episode 88 – Winning Strategies of Elite RIAs (Part One) – With Mike Watson

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Axos Advisor Services is an RIA custodian that delivers individualized attention, intuitive technology, and knowledgeable consulting support to financial advisors. In his role as the head of RIA Custody there, Mike Watson is in a unique position to observe, understand and help advisors make sense of the constant evolution of client expectations and their own business models. 

In today’s episode, Doug and Mike talk about Axos Advisor Services recent research study: “Winning Strategies of Elite RIAs”:

  • Who are these elite RIAs, and what makes them “elite”
  • What characteristics make them unique
  • Strategies that make RIAs more productive and profitable
  • How elite RIAs define themselves differently from others in the same space
  • Why their service model and use of capital sets them apart
  • How are elite RIA fees different from other, and whether or not Mike sees a change coming to fee structures

Resources:  Axos Advisor Services

 

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Episode 87 – Moving Captive Advisors to the Land of the Free – With Danielle White

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Danielle White is the owner of Myriad Advisor Solutions, a business consulting firm and one-stop shop for independent financial advisors.  

Doug and Danielle sat down at the T3 Advisor Conference and talked about the continued migration of advisors and why they decide to change firms. They also discuss

  • The fears/concerns that prevent advisors from moving
  • The mechanical things advisors need to consider when going independent 
  • How Danielle recommends advisors think about coming up with a name for their new firm
  • How Myrad Advisor Solutions helps independent advisors think about and build their tech stack
  • Examples of when Myriad has helped advisors go independent

Resources: Myriad Advisor Solutions

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Episode 86 – How to Add Ideal Clients by Getting Personal– With Drew Force

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Drew Force is the founder and creative director of Force Brand Design, a brand development agency in Portland, OR.  Drew has been helping people and companies go beyond storytelling to tell the truth for decades. 

In today’s episode, Doug and Drew discuss marketing – where they both see the industry doing well, and where they see room for improvement. They also discuss 

  • Why it is important to be deliberate with the language you use
  • Why you should think beyond investable assets when identifying your ideal client
  • Why it is important to find and define your purpose
  • How to think about and clarify what makes you unique
  • Drew’s Short Form Bios™, and how they help tell a more personal story
  • What does it mean to “tell the truth” in marketing

Resources: Force Brand Design



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Episode 85 – A Suite of Apps That Can Transform Your Business – With Gerry Murphy

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Gerry Murphy is the CEO of Arcus Partners, a forward-thinking, fintech and service-focused company whose team and unique brands align with their clients, partners and investors to continuously improve how financial services companies run and grow their businesses.

Doug and Gerry sat down at the T3 Advisor Conference and talked about his passion for new technology and why he joined Arcus Partners to help solve advisor challenges. They also discuss

  • Technology changes faced by advisors today
  • How COVID pushed the digital transformation to move faster
  • How Arcus’ “360” products can help advisors transform workflows & better manage their businesses
  • How their apps help improve the client experience 

Resources: Arcus Partners

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Episode 84 – Make Your Clients the Hero of the Story – With Kristian Borghesan

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Kristian Borghesan is the Vice President of Marketing and Growth at FutureVault, an industry-leading provider of secure document exchange and Digital Vault solutions for the financial services industry that enables institutions, advisors, and clients to manage information better, together. 

Doug and Kristian sat down at the T3 Advisor Conference and talked about how technology can enable clients to deliver a better client experience. They also discuss

  • How an automated onboarding and workflow processes can lead to deeper share of wallet
  • What it means to deliver a “fully-integrated experience”
  • How COVID changed client expectations of data security
  • What should advisors take into account when considering new technologies
  • How FutureVault helps advisors add value to their clients’ experiences

Resources:  FutureVault



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Episode 83 – Growing Your Practice Through Tax Planning – With Chris Field

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Chris Field is the Chief Growth Officer at Holistiplan, a tax planning software solution that helps financial planners be more comprehensive and more efficient. 

Doug and Chris sat down at the T3 Advisor Conference and talked about how taxes are part of every thing an advisor does for a client, and how Holistiplan can help advisors conduct forward-looking tax planning reports to better meet their clients’ needs. They also discuss

  • How Holistiplan educates advisors on current tax regulations
  • The difference between tactical and strategic tax planning
  • The importance of close collaboration between advisors and CPAs
  • How advisors are using Holistiplan to build deeper relationships and grow their businesses

Resources:  Holistiplan



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